4//SEC Filing
Allison Paul D 4
Accession 0001225208-21-001382
CIK 0000720005other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 12:27 PM ET
Size
11.3 KB
Accession
0001225208-21-001382
Insider Transaction Report
Form 4
Allison Paul D
President and CEO RJ Ltd.
Transactions
- Sale
Common Stock
2021-02-01$100.95/sh−7,000$706,660→ 18,613 total - Exercise/Conversion
Common Stock
2021-01-29$55.49/sh+12,500$693,625→ 32,554 total - Tax Payment
Common Stock
2021-01-29$99.93/sh−6,941$693,614→ 25,613 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-01-29−12,500→ 0 totalExercise: $55.49Exp: 2021-11-20→ Common Stock (12,500 underlying)
Holdings
- 23,950(indirect: Rose Allison Holdings Inc.)
Common Stock
Footnotes (4)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average sale price. The range of prices for such transaction was $100.89 to $100.99.
- [F3]A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F4]Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001453440
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 12:27 PM ET
- Size
- 11.3 KB