4//SEC Filing
Ewald Thaddeus B 4
Accession 0001225208-21-002126
CIK 0000026172other
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 8:46 AM ET
Size
21.5 KB
Accession
0001225208-21-002126
Insider Transaction Report
Form 4
CUMMINS INCCMI
Ewald Thaddeus B
VP - Corporate Strategy
Transactions
- Exercise/Conversion
Common
2021-02-09$119.77/sh+980$117,375→ 9,656 total - Sale
Common
2021-02-09$244.26/sh−650$158,772→ 9,006 total - Exercise/Conversion
Stock Option (Right-to-Buy)
2021-02-09−980→ 0 totalExercise: $119.77From: 2014-05-02Exp: 2021-05-02→ Common (980 underlying)
Holdings
- 2,196.03(indirect: By 401(k))
Common
- 10,670
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (10,670 underlying) - 1,910
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2016-04-02Exp: 2023-04-02→ Common (1,910 underlying) - 1,290
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2015-04-02Exp: 2022-04-02→ Common (1,290 underlying) - 4,470
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (4,470 underlying) - 8,530
Stock Option (Right-to-Buy)
Exercise: $142.12From: 2023-04-06Exp: 2030-04-06→ Common (8,530 underlying) - 890
Stock Option (Right-to-Buy)
Exercise: $146.18From: 2017-11-01Exp: 2024-11-01→ Common (890 underlying) - 1,600
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (1,600 underlying) - 7,500
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (7,500 underlying) - 6,520
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (6,520 underlying) - 9,250
Stock Option (Right-to-Buy)
Exercise: $163.43From: 2022-04-04Exp: 2029-04-04→ Common (9,250 underlying)
Footnotes (2)
- [F1]The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Documents
Issuer
CUMMINS INC
CIK 0000026172
Entity typeother
Related Parties
1- filerCIK 0001613720
Filing Metadata
- Form type
- 4
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 8:46 AM ET
- Size
- 21.5 KB