Goldfarb Mark A 4

4 · SCHWAB CHARLES CORP · Filed Feb 11, 2021

Form 4

Period: 2021-02-10

Director

Transactions

Exercise/Conversion
Common Stock
2021-02-10$25.01/sh+10,511$262,880→ 39,610 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2021-02-10$31.21/sh+8,548$266,783→ 48,158 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2021-02-10$28.96/sh+7,866$227,799→ 56,024 total(indirect: By Trust)
Sale
Common Stock
2021-02-10$55.76/sh−26,925$1,501,233→ 29,099 total(indirect: By Trust)
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2021-02-10−8,548→ 0 total
Exercise: $31.21Exp: 2025-05-15→ Common Stock (8,548 underlying)
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2021-02-10−10,511→ 0 total
Exercise: $25.01Exp: 2024-05-19→ Common Stock (10,511 underlying)
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2021-02-10−7,866→ 0 total
Exercise: $28.96Exp: 2026-05-19→ Common Stock (7,866 underlying)

Holdings

Footnotes (4)

[F1]This transaction was executed in multiple trades at prices ranging from $55.61 to $55.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F2]The date first exercisable is 5/15/2016.
[F3]The date first exercisable is 5/19/2015.
[F4]The date first exercisable is 5/19/2017.

Documents

1 file