Appel David 4
4 · Carrier Global Corp · Filed Feb 11, 2021
Insider Transaction Report
Form 4
Appel David
President, Refrigeration
Transactions
- Exercise/Conversion
Common Stock
2021-02-10+57→ 40,036 total - Tax Payment
Common Stock
2021-02-10$37.19/sh−22$818→ 40,014 total - Award
Restricted Stock Unit RSU
2021-02-10+57→ 57 total→ Common Stock (57 underlying) - Exercise/Conversion
Restricted Stock Unit RSU
2021-02-10−57→ 0 total→ Common Stock (57 underlying)
Footnotes (2)
- [F1]Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock.
- [F2]The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer. And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021.