4//SEC Filing
JAMES THOMAS A 4
Accession 0001225208-21-002293
CIK 0000720005other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 11:56 AM ET
Size
10.1 KB
Accession
0001225208-21-002293
Insider Transaction Report
Form 4
JAMES THOMAS A
DirectorChairman/CEO10% Owner
Transactions
- Sale
Common Stock
2021-02-11$112.94/sh−48,018$5,423,311→ 11,726,874 total(indirect: By Trust)
Holdings
- 900(indirect: By Harbus Investors, Inc.)
Common Stock
- 33,750(indirect: By James Ventures, Inc.)
Common Stock
- 662,754(indirect: By Trust)
Common Stock
- 1,000,000(indirect: By Partnership)
Common Stock
- 426(indirect: ESOP)
Common Stock
- 108,087(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average sale price. The range of prices for such transaction was $112.60 to $113.45.
- [F3]The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F4]Includes shares of common stock held in the reporting person's Employee Stock Ownership Plan (ESOP) account through February 8, 2021.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001182775
Filing Metadata
- Form type
- 4
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 11:56 AM ET
- Size
- 10.1 KB