4//SEC Filing
SMITH WINTHROP H JR 4
Accession 0001225208-21-002528
CIK 0000350797other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 5:33 PM ET
Size
14.7 KB
Accession
0001225208-21-002528
Insider Transaction Report
Form 4
SMITH WINTHROP H JR
Director
Transactions
- Award
Deferred Stock
2021-02-12+50→ 9,372 totalExercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (50 underlying) - Award
Phantom Stock
2021-02-12+17→ 3,252 totalExercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (17 underlying)
Holdings
- 27,000
Eaton Vance Corp. Non-voting Common Stock
- 11,777
Option (right to buy)
Exercise: $34.84From: 2016-11-01Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (11,777 underlying) - 6,900(indirect: By LLC)
Eaton Vance Corp. Non-voting Common Stock
- 5,737
Option (right to buy)
Exercise: $36.71From: 2014-11-03Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,737 underlying) - 7,451
Option (right to buy)
Exercise: $36.76From: 2015-11-02Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (7,451 underlying) - 4,045
Option (right to buy)
Exercise: $41.90From: 2013-11-01Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (4,045 underlying)
Footnotes (6)
- [F1]Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
- [F2]As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.
- [F3]Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.
- [F4]Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
- [F5]As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.
- [F6]The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Documents
Issuer
EATON VANCE CORP
CIK 0000350797
Entity typeother
Related Parties
1- filerCIK 0001287807
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 5:33 PM ET
- Size
- 14.7 KB