4//SEC Filing
Clulow Christopher C 4
Accession 0001225208-21-002607
CIK 0000026172other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 1:11 PM ET
Size
22.7 KB
Accession
0001225208-21-002607
Insider Transaction Report
Form 4
CUMMINS INCCMI
Clulow Christopher C
VP - Corporate Controller
Transactions
- Exercise/Conversion
Common
2021-02-16$119.77/sh+330$39,524→ 3,130.359 total - Sale
Common
2021-02-16$246.50/sh−220$54,231→ 2,910.359 total - Exercise/Conversion
Stock Option (Right-to-Buy)
2021-02-16−330→ 0 totalExercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (330 underlying)
Holdings
- 305.38(indirect: By 401(k))
Common
- 300
Stock Option (Right-to-Buy)
Exercise: $98.67From: 2015-11-13Exp: 2025-11-13→ Common (300 underlying) - 200
Stock Option (Right-to-Buy)
Exercise: $99.00From: 2012-08-03Exp: 2022-08-03→ Common (200 underlying) - 1,265
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (1,265 underlying) - 625
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (625 underlying) - 370
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (370 underlying) - 585
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (585 underlying) - 3,200
Stock Option (Right-to-Buy)
Exercise: $142.12From: 2023-04-06Exp: 2030-04-06→ Common (3,200 underlying) - 2,190
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (2,190 underlying) - 3,390
Stock Option (Right-to-Buy)
Exercise: $163.43From: 2022-04-04Exp: 2029-04-04→ Common (3,390 underlying) - 455
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (455 underlying) - 1,960
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (1,960 underlying)
Footnotes (2)
- [F1]The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Documents
Issuer
CUMMINS INC
CIK 0000026172
Entity typeother
Related Parties
1- filerCIK 0001699982
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 1:11 PM ET
- Size
- 22.7 KB