Cataldo Daniel C. 4

Accession 0001225208-21-002734

CIK 0000350797other

View on SEC.gov Company Profile

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 4:31 PM ET

Size

20.7 KB

Accession

0001225208-21-002734

Insider Transaction Report

Form 4

Period: 2021-02-12

EATON VANCE CORPEV

Cataldo Daniel C.

Chief Administrative Officer

Transactions

Award
Restricted Stock Unit
2021-02-12+44.81→ 8,585.8 total
Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (44.81 underlying)

Holdings

Eaton Vance Corp. Non-voting Common Stock
192,704
Voting Trust Receipt
18,623
Eaton Vance Corp. Common Stock (Voting)
(indirect: By Trust)
18,623
Option (right to buy)
Exercise: $24.46Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (2,017 underlying)
2,017
Option (right to buy)
Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,416 underlying)
5,416
Option (right to buy)
Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (3,437 underlying)
3,437
Option (right to buy)
Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (4,040 underlying)
4,040
Option (right to buy)
Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (9,880 underlying)
9,880
Option (right to buy)
Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (5,540 underlying)
5,540
Option (right to buy)
Exercise: $45.50Exp: 2028-11-01→ Eaton Vance Corp. Non-voting Common Stock (18,101 underlying)
18,101
Option (right to buy)
Exercise: $46.15Exp: 2029-11-01→ Eaton Vance Corp. Non-voting Common Stock (20,909 underlying)
20,909
Option (right to buy)
Exercise: $50.67Exp: 2027-11-01→ Eaton Vance Corp. Non-voting Common Stock (3,060 underlying)
3,060

Footnotes (13)

[F1]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami, Eric A. Stein, Andrew N. Sveen, Paul W. Bouchey, John Streur, Thomas B. Lee and Thomas C. Seto are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
[F10]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F11]Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F12]Granted on November 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F13]Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F2]Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock
[F3]As dividends are paid with respect to Company Non-Voting Common Stock, a dividend equivalent will be credited with respect to the Participants Restricted Stock Unit Award outstanding on the dividend record date and reinvested in the form of additional Restricted Stock Units.
[F4]Granted on November 2, 2020 these units vest 50% on 11/02/2022 and 50% on 11/02/2023
[F5]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F6]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F7]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F8]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F9]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.

Documents

1 file

4
doc4.xmlPrimary

Issuer

EATON VANCE CORP

CIK 0000350797

→

Entity typeother

Related Parties

filerCIK 0001739700

Filing Metadata

Form type: 4
Filed: Feb 16, 7:00 PM ET
Accepted: Feb 17, 4:31 PM ET
Size: 20.7 KB

View on SEC.gov