Marius Frederick S 4

4 · EATON VANCE CORP · Filed Feb 17, 2021

Insider Transaction Report

Form 4

Period: 2021-02-12

EATON VANCE CORPEV

Marius Frederick S

Chief Legal Officer

Transactions

Award
Restricted Stock Unit
2021-02-12+70.69→ 13,545.2 total
Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (70.69 underlying)

Holdings

Option (right to buy)
Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (5,126 underlying)
5,126
Eaton Vance Corp. Non-voting Common Stock
48,321
Voting Trust Receipt
18,623
Eaton Vance Corp. Common Stock (Voting)
(indirect: By Trust)
18,623
Option (right to buy)
Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (10,242 underlying)
10,242
Option (right to buy)
Exercise: $46.15Exp: 2029-11-01→ Eaton Vance Corp. Non-voting Common Stock (30,018 underlying)
30,018
Option (right to buy)
Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (34,600 underlying)
34,600
Option (right to buy)
Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (21,801 underlying)
21,801
Option (right to buy)
Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (25,882 underlying)
25,882
Option (right to buy)
Exercise: $45.50Exp: 2028-11-01→ Eaton Vance Corp. Non-voting Common Stock (28,831 underlying)
28,831
Option (right to buy)
Exercise: $50.67Exp: 2027-11-01→ Eaton Vance Corp. Non-voting Common Stock (20,840 underlying)
20,840

Footnotes (12)

[F1]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami, Eric A. Stein, Andrew N. Sveen, Paul W. Bouchey, John Streur, Thomas B. Lee and Thomas C. Seto are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
[F10]Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F11]Granted on November 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F12]Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F2]Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock
[F3]As dividends are paid with respect to Company Non-Voting Common Stock, a dividend equivalent will be credited with respect to the Participants Restricted Stock Unit Award outstanding on the dividend record date and reinvested in the form of additional Restricted Stock Units.
[F4]Granted on November 2, 2020 these units vest 50% on 11/02/2022 and 50% on 11/02/2023
[F5]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F6]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F7]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F8]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F9]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

4
doc4.xmlPrimary