ELLIOT DOUGLAS G 4
4 · HARTFORD FINANCIAL SERVICES GROUP, INC. · Filed Feb 19, 2021
Insider Transaction Report
Form 4
ELLIOT DOUGLAS G
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2021-02-17+34,845→ 223,034.015 total - Tax Payment
Common Stock
2021-02-18$50.10/sh−16,164$809,816→ 206,870.015 total - Award
Performance Shares
2021-02-17+34,845→ 34,845 total→ Common Stock (34,845 underlying) - Exercise/Conversion
Performance Shares
2021-02-17−34,845→ 0 total→ Common Stock (34,845 underlying)
Holdings
- 94,429
Stock Option
Exercise: $35.83Exp: 2024-03-04→ Common Stock (94,429 underlying) - 207,547
Stock Option
Exercise: $41.25Exp: 2025-03-03→ Common Stock (207,547 underlying) - 190,486
Stock Option
Exercise: $43.59Exp: 2026-03-01→ Common Stock (190,486 underlying) - 201,939
Stock Option
Exercise: $48.89Exp: 2027-02-28→ Common Stock (201,939 underlying) - 219,898
Stock Option
Exercise: $49.01Exp: 2029-02-26→ Common Stock (219,898 underlying) - 178,012
Stock Option
Exercise: $53.81Exp: 2028-02-27→ Common Stock (178,012 underlying) - 204,703
Stock Option
Exercise: $55.27Exp: 2030-02-25→ Common Stock (204,703 underlying)
Footnotes (10)
- [F1]On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock.
- [F10]One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
- [F2]Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.
- [F3]The closing price of the Company's common stock on February 17, 2021, the day of certification.
- [F4]The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- [F5]The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- [F6]The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
- [F7]The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
- [F8]One-third of the options became exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
- [F9]One-third of the options became exercisable on February 27, 2019, an additional one-third of the options became exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.