Home/Filings/4/0001225208-21-003683
4//SEC Filing

Henson Christopher L 4

Accession 0001225208-21-003683

CIK 0000092230other

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 7:28 PM ET

Size

18.5 KB

Accession

0001225208-21-003683

Insider Transaction Report

Form 4
Period: 2021-02-22
Henson Christopher L
Chief Operating Officer
Transactions
  • Award

    Common Stock

    2021-02-22+17,566190,040 total
  • Award

    Common Stock

    2021-02-22+5,827195,867 total
  • Award

    Common Stock

    2021-02-22+4,684206,028 total
  • Award

    Common Stock

    2021-02-22+5,477201,344 total
Holdings
  • Common Stock

    (indirect: By Children)
    1,413.258
  • Common Stock

    (indirect: By IRA)
    8,594.143
  • Stock Option (right to buy)

    Exercise: $38.22From: 2016-03-15Exp: 2025-02-24Common Stock (49,375 underlying)
    49,375
  • Common Stock

    (indirect: By 401(k))
    48,471.28
  • Common Stock

    (indirect: By Children)
    1,413.258
  • Stock Option (right to buy)

    Exercise: $32.10From: 2017-03-15Exp: 2026-02-23Common Stock (42,205 underlying)
    42,205
  • Stock Option (right to buy)

    Exercise: $37.55From: 2015-02-25Exp: 2024-02-25Common Stock (29,763 underlying)
    29,763
Footnotes (9)
  • [F1]On February 20, 2018, the reporting person was granted 14,053 performance-vested restricted stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2018 through December 31, 2020) performance period's ROCE and TSR performance measures. Transaction represents the satisfaction of performance measures at greater than the Target Level of Achievement, resulting in 17,566 shares being earned.
  • [F2]On February 26, 2019, the reporting person was granted 17,479 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2020, 2021, and 2022. The performance criteria for 2021 were met, resulting in 5,827 restricted stock units being earned.
  • [F3]On February 24, 2020, the reporting person was granted 21,909 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2021 were met, resulting in 5,477 restricted stock units being earned.
  • [F4]On February 20, 2018, the reporting person was granted 14,053 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2019, 2020, and 2021. The performance criteria for 2021 were met, resulting in 4,684 restricted stock units being earned.
  • [F5]Includes 1,502.325 shares acquired between April 1, 2020 and December 31, 2020, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated April 1, 2020 through December 31, 2020.
  • [F6]Includes 28.940 shares acquired between September 2020 and December 2020, under the Issuer's Dividend Reinvestment Plan.
  • [F7]On February 23, 2016, the reporting person was granted an option to purchase 63,307 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 21,102 options being earned.
  • [F8]On February 25, 2014, the reporting person was granted an option to purchase 29,763 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 9,922 options being earned.
  • [F9]On February 24, 2015, the reporting person was granted an option to purchase 49,375 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 16,458 options being earned.

Documents

1 file

Issuer

TRUIST FINANCIAL CORP

CIK 0000092230

Entity typeother

Related Parties

1
  • filerCIK 0001289488

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 7:28 PM ET
Size
18.5 KB