4//SEC Filing
Cataldo Daniel C. 4
Accession 0001225208-21-003962
CIK 0000350797other
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 6:47 PM ET
Size
21.7 KB
Accession
0001225208-21-003962
Insider Transaction Report
Form 4
Cataldo Daniel C.
Chief Administrative Officer
Transactions
- Award
Restricted Stock Unit
2021-02-25+2,309→ 2,309 totalExercise: $0.00Exp: 2024-02-25→ Eaton Vance Corp. Non-voting Common Stock (2,309 underlying)
Holdings
- 20,909
Option (right to buy)
Exercise: $46.15Exp: 2029-11-01→ Eaton Vance Corp. Non-voting Common Stock (20,909 underlying) - 3,060
Option (right to buy)
Exercise: $50.67Exp: 2027-11-01→ Eaton Vance Corp. Non-voting Common Stock (3,060 underlying) - 5,416
Option (right to buy)
Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,416 underlying) - 192,704
Eaton Vance Corp. Non-voting Common Stock
- 18,623
Voting Trust Receipt
- 18,623(indirect: By Trust)
Eaton Vance Corp. Common Stock (Voting)
- 2,017
Option (right to buy)
Exercise: $24.46Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (2,017 underlying) - 3,437
Option (right to buy)
Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (3,437 underlying) - 4,040
Option (right to buy)
Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (4,040 underlying) - 9,880
Option (right to buy)
Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (9,880 underlying) - 5,540
Option (right to buy)
Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (5,540 underlying) - 18,101
Option (right to buy)
Exercise: $45.50Exp: 2028-11-01→ Eaton Vance Corp. Non-voting Common Stock (18,101 underlying) - 8,585.8
Restricted Stock Unit
Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (8,585.8 underlying)
Footnotes (13)
- [F1]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami, Eric A. Stein, Andrew N. Sveen, Paul W. Bouchey, John Streur, Thomas B. Lee and Thomas C. Seto are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
- [F10]Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F11]Granted on November 1, 2019 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F12]Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F13]Granted on November 2, 2020 these units vest 50% on 11/02/2022 and 50% on 11/02/2023
- [F2]Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock
- [F3]Granted on February 25, 2021 these units vest 50% on 02/25/2023 and 50% on 02/25/2024.
- [F4]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
- [F5]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
- [F6]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F7]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
- [F8]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
- [F9]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Documents
Issuer
EATON VANCE CORP
CIK 0000350797
Entity typeother
Related Parties
1- filerCIK 0001739700
Filing Metadata
- Form type
- 4
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 6:47 PM ET
- Size
- 21.7 KB