Clulow Christopher C 4
4 · CUMMINS INC · Filed Mar 3, 2021
Insider Transaction Report
Form 4
CUMMINS INCCMI
Clulow Christopher C
VP - Corporate Controller
Transactions
- Award
Common
2021-03-01+624→ 3,534.359 total - Tax Payment
Common
2021-03-01$262.98/sh−188$49,440→ 3,346.359 total
Holdings
- 3,200
Stock Option (Right-to-Buy)
Exercise: $142.12From: 2023-04-06Exp: 2030-04-06→ Common (3,200 underlying) - 455
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (455 underlying) - 2,190
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (2,190 underlying) - 1,960
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (1,960 underlying) - 3,390
Stock Option (Right-to-Buy)
Exercise: $163.43From: 2022-04-04Exp: 2029-04-04→ Common (3,390 underlying) - 305.38(indirect: By 401(k))
Common
- 300
Stock Option (Right-to-Buy)
Exercise: $98.67From: 2015-11-13Exp: 2025-11-13→ Common (300 underlying) - 200
Stock Option (Right-to-Buy)
Exercise: $99.00From: 2012-08-03Exp: 2022-08-03→ Common (200 underlying) - 1,265
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (1,265 underlying) - 625
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (625 underlying) - 370
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (370 underlying) - 585
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (585 underlying)
Footnotes (2)
- [F1]Shares withheld to satisfy tax liabilities relating to earned performance shares.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.