Brockhaus John D 4
4 · CUMMINS INC · Filed Mar 3, 2021
Insider Transaction Report
Form 4
CUMMINS INCCMI
Brockhaus John D
VP-Human Resources Operations
Transactions
- Award
Common
2021-03-01+192→ 3,671 total - Tax Payment
Common
2021-03-01$262.98/sh−67$17,620→ 3,604 total
Holdings
- 22.02(indirect: By 401(k))
Common
- 780
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (780 underlying) - 150
Stock Option (Right-to-Buy)
Exercise: $110.60From: 2013-05-03Exp: 2023-05-03→ Common (150 underlying) - 450
Stock Option (Right-to-Buy)
Exercise: $133.94From: 2018-06-26Exp: 2028-06-26→ Common (450 underlying) - 360
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (360 underlying) - 250
Stock Option (Right-to-Buy)
Exercise: $141.13From: 2015-05-01Exp: 2025-05-01→ Common (250 underlying) - 750
Stock Option (Right-to-Buy)
Exercise: $142.12From: 2023-04-06Exp: 2030-04-06→ Common (750 underlying) - 280
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (280 underlying) - 400
Stock Option (Right-to-Buy)
Exercise: $151.07From: 2019-08-13Exp: 2029-08-13→ Common (400 underlying) - 300
Stock Option (Right-to-Buy)
Exercise: $160.63From: 2017-06-01Exp: 2027-06-01→ Common (300 underlying) - 860
Stock Option (Right-to-Buy)
Exercise: $163.43From: 2022-04-04Exp: 2029-04-04→ Common (860 underlying) - 860
Stock Option (Right-to-Buy)
Exercise: $207.04From: 2023-10-01Exp: 2030-10-01→ Common (860 underlying) - 500
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (500 underlying) - 610
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (610 underlying)
Footnotes (2)
- [F1]Shares withheld to satisfy tax liabilities relating to earned performance shares.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.