Rozen Julie E 4
4 · Mirror Merger Sub 2, LLC · Filed Mar 3, 2021
Insider Transaction Report
Form 4
Rozen Julie E
Chief Accounting Officer
Transactions
- Disposition to Issuer
Eaton Vance Corp. Non-voting Common Stock
2021-03-01−10,691→ 0 total - Disposition to Issuer
Restricted Stock Unit
2021-03-01−2,657.43→ 0 totalExercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (2,657.43 underlying) - Disposition to Issuer
Restricted Stock Unit
2021-03-01−712→ 0 totalExercise: $0.00Exp: 2024-02-25→ Eaton Vance Corp. Non-voting Common Stock (712 underlying)
Footnotes (4)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $240,036.00 and 7,044 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger.
- [F2]Each Restricted Stock Unit represents the right to receive one share of Non-Voting Stock.
- [F3]This Restricted Stock Unit award, which was granted on November 2, 2020 and provided for 50% of vesting on 11/02/2022 and 50% of vesting on 11/02/2023, was assumed by Morgan Stanley and converted into Restricted Stock Units relating to Morgan Stanley Common Stock.
- [F4]This Restricted Stock Unit award, which was granted on February 25, 2021 and provided for 50% of vesting on 02/25/2023 and 50% of vesting on 02/25/2024, was assumed by Morgan Stanley and converted into Restricted Stock Units relating to Morgan Stanley Common Stock.