HYLTON LAURIE G 4

Accession 0001225208-21-004551

CIK 0000350797other

View on SEC.gov Company Profile

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 5:28 PM ET

Size

29.0 KB

Accession

0001225208-21-004551

Insider Transaction Report

Form 4

Period: 2021-03-01

Mirror Merger Sub 2, LLCEV

HYLTON LAURIE G

VP & Chief Accounting Officer

Transactions

Disposition to Issuer
Eaton Vance Corp. Non-voting Common Stock
2021-03-01−208,401→ 0 total
Disposition to Issuer
Eaton Vance Corp. Non-voting Common Stock
2021-03-01−9,080→ 0 total(indirect: By Children)
Disposition to Issuer
Eaton Vance Corp. Common Stock (Voting)
2021-03-01−18,623→ 0 total(indirect: By Trust)
Disposition to Issuer
Option (right to buy)
2021-03-01$31.10/sh−32,240$1,002,664→ 0 total
Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (32,240 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$38.16/sh−58,380$2,227,781→ 0 total
Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (58,380 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$22.33/sh−34,840$777,977→ 0 total
Exercise: $50.67Exp: 2027-11-01→ Eaton Vance Corp. Non-voting Common Stock (34,840 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$27.50/sh−55,104$1,515,360→ 0 total
Exercise: $45.50Exp: 2028-11-01→ Eaton Vance Corp. Non-voting Common Stock (55,104 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$36.24/sh−51,000$1,848,240→ 0 total
Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (51,000 underlying)
Disposition to Issuer
Voting Trust Receipt
2021-03-01−18,623→ 0 total
Disposition to Issuer
Option (right to buy)
2021-03-01$44.77/sh−20,861$934,010→ 0 total
Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (20,861 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$26.85/sh−51,915$1,393,918→ 0 total
Exercise: $46.15Exp: 2029-11-01→ Eaton Vance Corp. Non-voting Common Stock (51,915 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$36.29/sh−51,360$1,863,854→ 0 total
Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (51,360 underlying)

Footnotes (11)

[F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $4,678,634.65 and 137,315 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger.
[F10]This option award, which was granted on November 2, 2015 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $1,848,240.00.
[F11]This option award, which was granted on November 3, 2014 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $1,863,854.40.
[F2]Disposed of pursuant to the Merger Agreement in exchange for $418,139.75 and 12,270 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger.
[F3]Disposed of pursuant to the Merger Agreement in exchange for $203,908.42 and 5,982 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger.
[F4]This option award, which was granted on November 1, 2012 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $934,007.68.
[F5]This option award, which was granted on November 1, 2013 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $1,002,664.00.
[F6]This option award, which was granted on November 1, 2016 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $2,227,780.80.
[F7]This option award, which was granted on November 1, 2017 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $777,977.20.
[F8]This option award, which was granted on November 1, 2018 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $1,515,360.00.
[F9]This option award, which was granted on November 1, 2019 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $1,393,917.75.

Documents

1 file

4
doc4.xmlPrimary

Issuer

Mirror Merger Sub 2, LLC

CIK 0000350797

→

Entity typeother

Related Parties

filerCIK 0001245652

Filing Metadata

Form type: 4
Filed: Mar 2, 7:00 PM ET
Accepted: Mar 3, 5:28 PM ET
Size: 29.0 KB

View on SEC.gov