PUHY DOROTHY E 4

4 · Mirror Merger Sub 2, LLC · Filed Mar 3, 2021

Form 4

Period: 2021-03-01

Director

Transactions

Disposition to Issuer
Option (right to buy)
2021-03-01$36.29/sh−5,737$208,196→ 0 total
Exercise: $36.71From: 2014-11-03Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,737 underlying)
Disposition to Issuer
Phantom Stock
2021-03-01$73.00/sh−3,252$237,396→ 0 total
Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (3,252 underlying)
Disposition to Issuer
Eaton Vance Corp. Non-voting Common Stock
2021-03-01−23,981→ 0 total
Disposition to Issuer
Deferred Stock
2021-03-01$73.00/sh−9,372$684,156→ 0 total
Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (9,372 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$44.77/sh−5,680$254,311→ 0 total
Exercise: $28.23From: 2012-11-01Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (5,680 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$36.24/sh−7,451$270,024→ 0 total
Exercise: $36.76From: 2015-11-02Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (7,451 underlying)

Footnotes (8)

[F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $1,750,613.00.
[F2]Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock.
[F3]This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $684,156.00.
[F4]This option award, which was granted on November 1, 2012, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13.
[F5]This option award, which was granted on November 2, 2015, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24.
[F6]This option award, which was granted on November 3, 2014, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73.
[F7]Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock.
[F8]This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00.

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