Home/Filings/4/0001225208-21-004553
4//SEC Filing

PUHY DOROTHY E 4

Accession 0001225208-21-004553

CIK 0000350797other

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 5:28 PM ET

Size

16.4 KB

Accession

0001225208-21-004553

Insider Transaction Report

Form 4
Period: 2021-03-01
Transactions
  • Disposition to Issuer

    Option (right to buy)

    2021-03-01$36.29/sh5,737$208,1960 total
    Exercise: $36.71From: 2014-11-03Exp: 2024-11-03Eaton Vance Corp. Non-voting Common Stock (5,737 underlying)
  • Disposition to Issuer

    Phantom Stock

    2021-03-01$73.00/sh3,252$237,3960 total
    Exercise: $0.00Eaton Vance Corp. Non-voting Common Stock (3,252 underlying)
  • Disposition to Issuer

    Eaton Vance Corp. Non-voting Common Stock

    2021-03-0123,9810 total
  • Disposition to Issuer

    Deferred Stock

    2021-03-01$73.00/sh9,372$684,1560 total
    Exercise: $0.00Eaton Vance Corp. Non-voting Common Stock (9,372 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2021-03-01$44.77/sh5,680$254,3110 total
    Exercise: $28.23From: 2012-11-01Exp: 2022-11-01Eaton Vance Corp. Non-voting Common Stock (5,680 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2021-03-01$36.24/sh7,451$270,0240 total
    Exercise: $36.76From: 2015-11-02Exp: 2025-11-02Eaton Vance Corp. Non-voting Common Stock (7,451 underlying)
Footnotes (8)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $1,750,613.00.
  • [F2]Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock.
  • [F3]This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $684,156.00.
  • [F4]This option award, which was granted on November 1, 2012, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13.
  • [F5]This option award, which was granted on November 2, 2015, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24.
  • [F6]This option award, which was granted on November 3, 2014, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73.
  • [F7]Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock.
  • [F8]This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00.

Documents

1 file

Issuer

Mirror Merger Sub 2, LLC

CIK 0000350797

Entity typeother

Related Parties

1
  • filerCIK 0001200493

Filing Metadata

Form type
4
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 5:28 PM ET
Size
16.4 KB