Spillane Richard A Jr. 4

4 · Mirror Merger Sub 2, LLC · Filed Mar 3, 2021

Insider Transaction Report

Form 4

Period: 2021-03-01

Mirror Merger Sub 2, LLCEV

Spillane Richard A Jr.

Director

Transactions

Disposition to Issuer
Eaton Vance Corp. Non-voting Common Stock
2021-03-01−9,324→ 0 total
Disposition to Issuer
Option (right to buy)
2021-03-01$38.16/sh−11,777$449,410→ 0 total
Exercise: $34.84From: 2016-11-01Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (11,777 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$36.24/sh−7,451$270,024→ 0 total
Exercise: $36.76From: 2015-11-02Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (7,451 underlying)
Disposition to Issuer
Phantom Stock
2021-03-01$73.00/sh−3,252$237,396→ 0 total
Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (3,252 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$44.77/sh−5,680$254,311→ 0 total
Exercise: $28.23From: 2012-11-01Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (5,680 underlying)
Disposition to Issuer
Deferred Stock
2021-03-01$73.00/sh−9,372$684,156→ 0 total
Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (9,372 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$48.54/sh−6,420$311,630→ 0 total
Exercise: $24.46From: 2011-11-01Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (6,420 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$31.10/sh−4,045$125,800→ 0 total
Exercise: $41.90From: 2013-11-01Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (4,045 underlying)
Disposition to Issuer
Option (right to buy)
2021-03-01$36.29/sh−5,737$208,196→ 0 total
Exercise: $36.71From: 2014-11-03Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,737 underlying)

Footnotes (11)

[F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $209,368.66 and 6,143 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger.
[F10]Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock.
[F11]This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00.
[F2]Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock.
[F3]This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $684,156.00.
[F4]This option award, which was granted on November 1, 2011 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $311,629.56.
[F5]This option award, which was granted on November 1, 2012 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13.
[F6]This option award, which was granted on November 1, 2013 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $125,799.50.
[F7]This option award, which was granted on November 1, 2016 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $449,410.32.
[F8]This option award, which was granted on November 2, 2015 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24.
[F9]This option award, which was granted on November 3, 2014 and provided for vesting over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73.

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