Peters Scott M. 4
4 · REGIONS FINANCIAL CORP · Filed Apr 6, 2021
Insider Transaction Report
Form 4
Peters Scott M.
SEVP
Transactions
- Exercise/Conversion
Common Stock
2021-04-02+10,627→ 52,259 total - Exercise/Conversion
Common Stock
2021-04-02+10,521→ 62,780 total - Tax Payment
Common Stock
2021-04-02$21.06/sh−9,381$197,564→ 53,399 total - Exercise/Conversion
Performance Stock Units - 2018
2021-04-02−10,627→ 0 total→ Common Stock (10,520.73 underlying) - Exercise/Conversion
Restricted Stock Units
2021-04-02−10,627→ 58,945 totalExercise: $0.00→ Common Stock (10,627 underlying)
Holdings
- 23,480.589(indirect: By 401(k))
Common Stock
- 36,080.071(indirect: Indirect - By 401 (k) Supplemental Plan)
Common Stock (phantom stock)
Footnotes (3)
- [F1]The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.
- [F2]The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.
- [F3]Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.