KING KELLY S 4

4 · TRUIST FINANCIAL CORP · Filed Apr 21, 2021

Form 4

Period: 2021-04-16

Chief Executive Officer

Transactions

Holdings

Stock Option (right to buy)
Exercise: $37.55From: 2015-02-25Exp: 2024-02-25→ Common Stock (71,611 underlying)
71,611
Stock Option (right to buy)
Exercise: $38.22From: 2016-03-15Exp: 2025-02-24→ Common Stock (120,714 underlying)
120,714
Stock Option (right to buy)
Exercise: $32.10From: 2017-03-15Exp: 2026-02-23→ Common Stock (155,555 underlying)
155,555
Common Stock
(indirect: By 401(k))
641.284
Common Stock
(indirect: By GRAT)
356,827
Common Stock
(indirect: By IRA)
123,324.825
Common Stock
(indirect: By Spouse)
57,369.019

Footnotes (4)

[F1]Includes 641.284 shares acquired between January 1, 2021 and March 31, 2021, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated January 1, 2021 through March 31, 2021.
[F2]On February 23, 2016, the reporting person was granted an option to purchase 155,555 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 51,852 options being earned.
[F3]On February 25, 2014, the reporting person was granted an option to purchase 71,611 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 23,873 options being earned.
[F4]On February 24, 2015, the reporting person was granted an option to purchase 120,714 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 40,239 options being earned.

Documents

1 file