CUMMINS INC|4Jun 4, 1:52 PM ET

Brockhaus John D 4

4 · CUMMINS INC · Filed Jun 4, 2021

Form 4

Period: 2021-03-08

VP-Human Resources Operations

Transactions

Holdings

Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (780 underlying)
780
Stock Option (Right-to-Buy)
Exercise: $133.94From: 2018-06-26Exp: 2028-06-26→ Common (450 underlying)
450
Stock Option (Right-to-Buy)
Exercise: $141.13From: 2015-05-01Exp: 2025-05-01→ Common (250 underlying)
250
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (280 underlying)
280
Stock Option (Right-to-Buy)
Exercise: $151.07From: 2019-08-13Exp: 2029-08-13→ Common (400 underlying)
400
Stock Option (Right-to-Buy)
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (610 underlying)
610
Stock Option (Right-to-Buy)
Exercise: $160.63From: 2017-06-01Exp: 2027-06-01→ Common (300 underlying)
300
Stock Option (Right-to-Buy)
Exercise: $163.43From: 2022-04-04Exp: 2029-04-04→ Common (860 underlying)
860
Stock Option (Right-to-Buy)
Exercise: $207.04From: 2023-10-01Exp: 2030-10-01→ Common (860 underlying)
860
Stock Option (Right-to-Buy)
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (500 underlying)
500
Common
3,604
Stock Option (Right-to-Buy)
Exercise: $110.60From: 2013-05-03Exp: 2023-05-03→ Common (150 underlying)
150
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (360 underlying)
360
Stock Option (Right-to-Buy)
Exercise: $142.12From: 2023-04-06Exp: 2030-04-06→ Common (750 underlying)
750

Footnotes (1)

[F1]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Documents

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