4//SEC Filing
Allison Paul D 4
Accession 0001225208-21-012752
CIK 0000720005other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 4:11 PM ET
Size
8.7 KB
Accession
0001225208-21-012752
Insider Transaction Report
Form 4
Allison Paul D
President and CEO RJ Ltd.
Transactions
- Exercise/Conversion
Common Stock
2021-09-30+7,500→ 35,419 total - Exercise/Conversion
Restricted Stock Units
2021-09-30−7,500→ 0 totalFrom: 2021-09-30Exp: 2021-09-30→ Common Stock (7,500 underlying)
Holdings
- 20,925(indirect: Rose Allison Holdings Inc.)
Common Stock
Footnotes (5)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock.
- [F3]On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's indirect ownership of additional shares of common stock.
- [F4]A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F5]The RSU grant was previously reported as covering 5,000 shares awarded on November 29, 2018, but was adjusted to reflect the stock split that occurred on September 21, 2021.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001453440
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 4:11 PM ET
- Size
- 8.7 KB