Clark Bernard J. 4
4 · SCHWAB CHARLES CORP · Filed Oct 27, 2021
Insider Transaction Report
Form 4
Clark Bernard J.
Executive Vice President - Adv
Transactions
- Sale
Common Stock
2021-10-26$84.00/sh−28,370$2,383,188→ 72,268.809 total(indirect: By Trust) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2021-10-26−28,370→ 28,670 total(indirect: By Trust)Exercise: $42.99From: 2018-03-01Exp: 2027-03-01→ Common Stock (28,370 underlying) - Award
Common Stock
2021-10-25+59,931→ 59,931 total - Exercise/Conversion
Common Stock
2021-10-26$42.99/sh+28,370$1,219,626→ 100,638.809 total(indirect: By Trust)
Holdings
- 3,600.099(indirect: By 401(k))
Common Stock
- 645.009(indirect: by ESOP)
Common Stock
Footnotes (3)
- [F1]The reported holding represents grants of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on each of the first, second, third and fourth anniversary of the grant date.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021.
- [F3]This transaction was executed in multiple trades at prices ranging from $84.00 to $84.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.