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4//SEC Filing

Tae Michael S 4

Accession 0001225208-21-013766

CIK 0001383312other

View on SEC.gov Company Profile

Filed

Nov 9, 7:00 PM ET

Accepted

Nov 10, 5:15 PM ET

Size

24.2 KB

Accession

0001225208-21-013766

Insider Transaction Report

Form 4

Period: 2021-11-10

BROADRIDGE FINANCIAL SOLUTIONS, INC.BR

Corporate VP, Corp. Strategy

Transactions

Sale
Common Stock
2021-11-10$178.53/sh−2,065$368,654→ 41,508 total
Exercise/Conversion
Common Stock
2021-11-10$98.31/sh+4,361$428,730→ 41,329 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-11-10−2,244→ 6,732 total
Exercise: $117.34From: 2021-02-04Exp: 2030-02-04→ Common Stock (2,244 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-11-10−4,361→ 4,361 total
Exercise: $98.31From: 2020-02-11Exp: 2029-02-11→ Common Stock (4,361 underlying)
Exercise/Conversion
Common Stock
2021-11-10$117.34/sh+2,244$263,311→ 43,573 total
Sale
Common Stock
2021-11-10$178.53/sh−2,563$457,560→ 38,945 total
Sale
Common Stock
2021-11-10$178.53/sh−5,574$995,098→ 29,467 total
Exercise/Conversion
Common Stock
2021-11-10$93.88/sh+6,267$588,346→ 36,968 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-11-10−23,437→ 0 total
Exercise: $81.10From: 2021-10-01Exp: 2027-10-02→ Common Stock (23,437 underlying)
Exercise/Conversion
Common Stock
2021-11-10$81.10/sh+23,437$1,900,741→ 30,701 total
Sale
Common Stock
2021-11-10$178.53/sh−20,450$3,650,836→ 9,017 total
Sale
Common Stock
2021-11-10$178.53/sh−3,904$696,962→ 35,041 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-11-10−6,267→ 2,090 total
Exercise: $93.88From: 2019-02-12Exp: 2028-02-12→ Common Stock (6,267 underlying)

Footnotes (1)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Documents

1 file

4
doc4.xmlPrimary

Issuer

BROADRIDGE FINANCIAL SOLUTIONS, INC.

CIK 0001383312

Entity typeother

Related Parties

1

filerCIK 0001663476

Filing Metadata

Form type: 4
Filed: Nov 9, 7:00 PM ET
Accepted: Nov 10, 5:15 PM ET
Size: 24.2 KB

View on SEC.gov