Fier Walter J 4
4 · CUMMINS INC · Filed Nov 12, 2021
Insider Transaction Report
Form 4
CUMMINS INCCMI
Fier Walter J
VP - Chief Technical Officer
Transactions
- Exercise/Conversion
Common
2021-11-11$109.09/sh+3,390$369,815→ 7,093.692 total - Sale
Common
2021-11-11$235.53/sh−5,343$1,258,419→ 6,403.692 total - Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-11−560→ 0 totalExercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (560 underlying) - Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-11−1,960→ 0 totalExercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (1,960 underlying) - Sale
Common
2021-11-11$234.69/sh−35$8,214→ 13,728.692 total - Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-11−3,390→ 0 totalExercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (3,390 underlying) - Exercise/Conversion
Common
2021-11-11$136.82/sh+1,340$183,339→ 13,203.692 total - Sale
Common
2021-11-11$236.20/sh−1,982$468,156→ 11,746.692 total - Exercise/Conversion
Common
2021-11-11$160.10/sh+1,960$313,796→ 11,863.692 total - Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-11−1,340→ 0 totalExercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (1,340 underlying) - Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-11−2,810→ 0 totalExercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (2,810 underlying) - Exercise/Conversion
Common
2021-11-11$149.72/sh+2,810$420,713→ 9,903.692 total - Exercise/Conversion
Common
2021-11-11$149.34/sh+560$83,630→ 13,763.692 total
Holdings
- 5,330
Stock Option (Right-to-Buy)
Exercise: $142.12From: 2023-04-06Exp: 2030-04-06→ Common (5,330 underlying) - 3,085
Stock Option (Right-to-Buy)
Exercise: $163.43From: 2022-04-04Exp: 2029-04-04→ Common (3,085 underlying) - 82.245(indirect: By Spouse)
Common
- 1,235
Stock Option (Right-to-Buy)
Exercise: $166.18From: 2022-10-16Exp: 2029-10-16→ Common (1,235 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $236.0100 - $236.3500. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $235.0000 - $235.9500. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.