Fier Walter J 4

Accession 0001225208-21-013847

CIK 0000026172other

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 4:45 PM ET

Size

29.3 KB

Accession

0001225208-21-013847

Form 4

Period: 2021-11-11

VP - Chief Technical Officer

Transactions

Exercise/Conversion
Common
2021-11-11$109.09/sh+3,390$369,815→ 7,093.692 total
Sale
Common
2021-11-11$235.53/sh−5,343$1,258,419→ 6,403.692 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-11−560→ 0 total
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (560 underlying)
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-11−1,960→ 0 total
Exercise: $160.10From: 2021-04-03Exp: 2028-04-03→ Common (1,960 underlying)
Sale
Common
2021-11-11$234.69/sh−35$8,214→ 13,728.692 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-11−3,390→ 0 total
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (3,390 underlying)
Exercise/Conversion
Common
2021-11-11$136.82/sh+1,340$183,339→ 13,203.692 total
Sale
Common
2021-11-11$236.20/sh−1,982$468,156→ 11,746.692 total
Exercise/Conversion
Common
2021-11-11$160.10/sh+1,960$313,796→ 11,863.692 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-11−1,340→ 0 total
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (1,340 underlying)
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-11−2,810→ 0 total
Exercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (2,810 underlying)
Exercise/Conversion
Common
2021-11-11$149.72/sh+2,810$420,713→ 9,903.692 total
Exercise/Conversion
Common
2021-11-11$149.34/sh+560$83,630→ 13,763.692 total

Holdings

Stock Option (Right-to-Buy)
Exercise: $142.12From: 2023-04-06Exp: 2030-04-06→ Common (5,330 underlying)
5,330
Stock Option (Right-to-Buy)
Exercise: $163.43From: 2022-04-04Exp: 2029-04-04→ Common (3,085 underlying)
3,085
Common
(indirect: By Spouse)
82.245
Stock Option (Right-to-Buy)
Exercise: $166.18From: 2022-10-16Exp: 2029-10-16→ Common (1,235 underlying)
1,235

Footnotes (2)

[F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $236.0100 - $236.3500. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
[F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $235.0000 - $235.9500. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Documents

1 file

CUMMINS INC

CIK 0000026172

Entity typeother