4//SEC Filing
JAMES THOMAS A 4
Accession 0001225208-21-014446
CIK 0000720005other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 12:33 PM ET
Size
9.8 KB
Accession
0001225208-21-014446
Insider Transaction Report
Form 4
JAMES THOMAS A
DirectorChairman/CEO10% Owner
Transactions
- Award
Common Stock
2021-12-01+6,931→ 17,597,241 total(indirect: By Trust)
Holdings
- 50,625(indirect: By James Ventures, Inc.)
Common Stock
- 677(indirect: ESOP)
Common Stock
- 162,730(indirect: By Spouse)
Common Stock
- 1,350(indirect: By Harbus Investors, Inc.)
Common Stock
- 664,131(indirect: By Trust)
Common Stock
- 1,500,000(indirect: By Partnership)
Common Stock
Footnotes (3)
- [F1]Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/14/2018. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
- [F2]The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001182775
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 12:33 PM ET
- Size
- 9.8 KB