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RAYMOND JAMES FINANCIAL INC·4

Dec 3, 12:33 PM ET

JAMES THOMAS A 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 3, 2021

Insider Transaction Report

Form 4
Period: 2021-12-01
RAYMOND JAMES FINANCIAL INCRJF
JAMES THOMAS A
DirectorChairman/CEO10% Owner
Transactions
  • Award

    Common Stock

    2021-12-01+6,931→ 17,597,241 total(indirect: By Trust)
Holdings

  • Common Stock

    (indirect: By James Ventures, Inc.)
    50,625

  • Common Stock

    (indirect: ESOP)
    677

  • Common Stock

    (indirect: By Spouse)
    162,730

  • Common Stock

    (indirect: By Harbus Investors, Inc.)
    1,350

  • Common Stock

    (indirect: By Trust)
    664,131

  • Common Stock

    (indirect: By Partnership)
    1,500,000
Footnotes (3)
  • [F1]Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/14/2018. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
  • [F2]The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021.

Documents

1 file
  • 4
    doc4.xmlPrimary