4//SEC Filing
Allison Paul D 4
Accession 0001225208-21-015051
CIK 0000720005other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 4:23 PM ET
Size
12.6 KB
Accession
0001225208-21-015051
Insider Transaction Report
Form 4
Allison Paul D
President and CEO RJ Ltd.
Transactions
- Exercise/Conversion
Common Stock
2021-12-14+2,507→ 17,110 total - Exercise/Conversion
Restricted Stock Units
2021-12-14−2,507→ 0 totalFrom: 2021-12-14Exp: 2021-12-14→ Common Stock (2,507 underlying) - Award
Restricted Stock Units
2021-12-15+1,735→ 1,735 totalFrom: 2024-12-15Exp: 2024-12-15→ Common Stock (1,735 underlying) - Gift
Common Stock
2021-12-10−24,000→ 14,603 total - Gift
Common Stock
2021-12-10+24,000→ 44,925 total(indirect: Rose Allison Holdings Inc.)
Footnotes (4)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]The RSU grant was previously reported as covering 1,671 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
- [F4]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001453440
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 4:23 PM ET
- Size
- 12.6 KB