ELLIOT DOUGLAS G 4

Accession 0001225208-22-000494

CIK 0000874766other

View on SEC.gov Company Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 6:19 PM ET

Size

29.4 KB

Accession

0001225208-22-000494

Insider Transaction Report

Form 4

Period: 2022-01-03

HARTFORD FINANCIAL SERVICES GROUP, INC.HIG

ELLIOT DOUGLAS G

Executive Vice President

Transactions

Sale
Common Stock
2022-01-03$70.03/sh−3,800$266,095→ 206,870.015 total
Exercise/Conversion
Common Stock
2022-01-04$35.83/sh+900$32,247→ 290,603.015 total
Exercise/Conversion
Common Stock
2022-01-03$35.83/sh+3,800$136,154→ 210,670.015 total
Exercise/Conversion
Common Stock
2022-01-04$35.83/sh+82,833$2,967,906→ 289,703.015 total
Exercise/Conversion
Stock Option
2022-01-04−82,833→ 0 total
Exercise: $35.83Exp: 2024-03-04→ Common Stock (82,833 underlying)
Sale
Common Stock
2022-01-04$71.06/sh−900$63,958→ 289,703.015 total
Sale
Common Stock
2022-01-04$70.67/sh−82,833$5,853,974→ 206,870.015 total
Exercise/Conversion
Stock Option
2022-01-03−3,800→ 83,733 total
Exercise: $35.83Exp: 2024-03-04→ Common Stock (3,800 underlying)
Exercise/Conversion
Stock Option
2022-01-04−900→ 82,833 total
Exercise: $35.83Exp: 2024-03-04→ Common Stock (900 underlying)

Holdings

Stock Option
Exercise: $49.01Exp: 2029-02-26→ Common Stock (219,898 underlying)
219,898
Stock Option
Exercise: $55.27Exp: 2030-02-25→ Common Stock (204,703 underlying)
204,703
Stock Option
Exercise: $43.59Exp: 2026-03-01→ Common Stock (190,486 underlying)
190,486
Stock Option
Exercise: $41.25Exp: 2025-03-03→ Common Stock (207,547 underlying)
207,547
Stock Option
Exercise: $48.89Exp: 2027-02-28→ Common Stock (201,939 underlying)
201,939
Stock Option
Exercise: $51.87Exp: 2031-02-23→ Common Stock (183,132 underlying)
183,132
Stock Option
Exercise: $53.81Exp: 2028-02-27→ Common Stock (178,012 underlying)
178,012

Footnotes (12)

[F1]The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on November 11, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
[F10]One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
[F11]The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
[F12]One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
[F2]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.00 - $70.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F3]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $71.02 - $71.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F4]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.01 - $70.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F5]The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
[F6]The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
[F7]The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
[F8]The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
[F9]One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.

Documents

1 file

4
doc4.xmlPrimary

Issuer

HARTFORD FINANCIAL SERVICES GROUP, INC.

CIK 0000874766

→

Entity typeother

IncorporatedCT

Related Parties

filerCIK 0001224074

Filing Metadata

Form type: 4
Filed: Jan 4, 7:00 PM ET
Accepted: Jan 5, 6:19 PM ET
Size: 29.4 KB

View on SEC.gov