Adams John Thomas 4
4 · NEW YORK COMMUNITY BANCORP INC · Filed Jan 18, 2022
Insider Transaction Report
Form 4
Adams John Thomas
EVP & CLO of Subsidiary
Transactions
- Tax Payment
Common Stock
2022-01-14$13.26/sh−6,129$81,271→ 67,541 total
Holdings
- 40,129(indirect: By 401(k))
Common Stock
- 3,000(indirect: By Stock Award IV)
Common Stock
- 4,800(indirect: By Stock Award V)
Common Stock
- 15,000(indirect: By Stock Award VI)
Common Stock
- 11,261(indirect: By Stock Award VII)
Common Stock
Footnotes (6)
- [F1]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- [F2]The New York Community Bancorp, Inc. Employee Stock Ownership Plan (the "ESOP") was merged with and into the New York Community Bancorp, Inc. Employee Savings Plan, (the "401(k) Plan") and all assets of the ESOP were transferred to the 401(k) Plan. This transaction is exempt pursuant to Rule 16a-13.
- [F3]The remaining 3,000 shares, granted under Stock Award IV on January 14, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2023.
- [F4]The remaining 4,800 shares, granted under Stock Award V on January 14, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 14, 2023.
- [F5]The remaining 15,000 shares, granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 14, 2023.
- [F6]11,261 shares granted under Stock Award VII on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on February 26, 2022.