4//SEC Filing
JAMES THOMAS A 4
Accession 0001225208-22-006563
CIK 0000720005other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 12:48 PM ET
Size
9.4 KB
Accession
0001225208-22-006563
Insider Transaction Report
Form 4
JAMES THOMAS A
DirectorChairman/CEO10% Owner
Transactions
- Other
Common Stock
2022-05-03−664,131→ 0 total(indirect: By Trust)
Holdings
- 50,625(indirect: By James Ventures, Inc.)
Common Stock
- 1,350(indirect: By Harbus Investors, Inc.)
Common Stock
- 1,500,000(indirect: By Partnership)
Common Stock
- 17,602,700(indirect: By Trust)
Common Stock
- 677(indirect: ESOP)
Common Stock
- 162,730(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F2]Amount of securities reflects the balance after an IRS mandated required minimum distribution from the ESOP for individuals over age 70 1/2 and the receipt of additional allocations to the reporting person's account under the ESOP through May 3, 2022.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001182775
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 12:48 PM ET
- Size
- 9.4 KB