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RAYMOND JAMES FINANCIAL INC·4

May 5, 12:48 PM ET

JAMES THOMAS A 4

4 · RAYMOND JAMES FINANCIAL INC · Filed May 5, 2022

Insider Transaction Report

Form 4
Period: 2022-05-03
RAYMOND JAMES FINANCIAL INCRJF
JAMES THOMAS A
DirectorChairman/CEO10% Owner
Transactions
  • Other

    Common Stock

    2022-05-03−664,131→ 0 total(indirect: By Trust)
Holdings

  • Common Stock

    (indirect: By James Ventures, Inc.)
    50,625

  • Common Stock

    (indirect: By Harbus Investors, Inc.)
    1,350

  • Common Stock

    (indirect: By Partnership)
    1,500,000

  • Common Stock

    (indirect: By Trust)
    17,602,700

  • Common Stock

    (indirect: ESOP)
    677

  • Common Stock

    (indirect: By Spouse)
    162,730
Footnotes (2)
  • [F1]The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F2]Amount of securities reflects the balance after an IRS mandated required minimum distribution from the ESOP for individuals over age 70 1/2 and the receipt of additional allocations to the reporting person's account under the ESOP through May 3, 2022.

Documents

1 file
  • 4
    doc4.xmlPrimary