Kinney John J. 4
4 · HARTFORD FINANCIAL SERVICES GROUP, INC. · Filed Jun 14, 2022
Insider Transaction Report
Form 4
Transactions
- Gift
Common Stock
2022-06-10−717→ 5,134.32 total
Holdings
- 12,414.147
Restricted Stock Units
- 12,974
Stock Option
Exercise: $43.59Exp: 2026-03-01→ Common Stock (12,974 underlying) - 13,126
Stock Option
Exercise: $48.89Exp: 2027-02-28→ Common Stock (13,126 underlying) - 21,349
Stock Option
Exercise: $49.01Exp: 2029-02-26→ Common Stock (21,349 underlying) - 16,801
Stock Option
Exercise: $51.87Exp: 2031-02-23→ Common Stock (16,801 underlying) - 930.062(indirect: By 401(k))
Common Stock
- 16,021
Stock Option
Exercise: $53.81Exp: 2028-02-27→ Common Stock (16,021 underlying) - 19,275
Stock Option
Exercise: $55.27Exp: 2030-02-25→ Common Stock (19,275 underlying) - 25,664
Stock Option
Exercise: $69.41Exp: 2032-02-23→ Common Stock (25,664 underlying)
Footnotes (9)
- [F1]This transaction involved a gift to a charitable donor-advised fund, effected pursuant to a trading plan previously adopted by Mr. Kinney on May 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F2]This figure represents the reporting person's approximate share equivalent holdings in The Hartford Stock Fund (the "Fund") under the Company's 401(k) plan. The Fund consists of Company common stock (typically 99% of the Fund value) and short-term investments (typically less than 1% of the Fund value) and the number of share equivalents varies depending on the performance of the Company, the overall stock market, the amount of cash awaiting investment, and the performance and amount of short-term investments held by the fund, less any expense accrued against the fund. The number of shares attributed to the reporting person and expressed as share equivalents is based on information furnished by the 401(k) plan administrator as of June 13, 2022.
- [F3]The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
- [F4]The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
- [F5]The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
- [F6]One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
- [F7]The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
- [F8]One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
- [F9]One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.