ELLIOT DOUGLAS G 4
4 · HARTFORD FINANCIAL SERVICES GROUP, INC. · Filed Nov 1, 2022
Insider Transaction Report
Form 4
ELLIOT DOUGLAS G
Executive Vice President
Transactions
- Exercise/Conversion
Stock Option
2022-10-31−147,986→ 39,996 totalExercise: $41.25Exp: 2025-03-03→ Common Stock (147,986 underlying) - Exercise/Conversion
Common Stock
2022-10-28$41.25/sh+19,565$807,056→ 270,697.815 total - Exercise/Conversion
Common Stock
2022-10-31$41.25/sh+147,986$6,104,423→ 399,118.815 total - Exercise/Conversion
Stock Option
2022-10-28−19,565→ 187,982 totalExercise: $41.25Exp: 2025-03-03→ Common Stock (19,565 underlying) - Sale
Common Stock
2022-10-28$72.55/sh−19,565$1,419,460→ 251,132.815 total - Sale
Common Stock
2022-10-31$72.61/sh−147,986$10,746,003→ 251,132.815 total
Holdings
- 219,898
Stock Option
Exercise: $49.01Exp: 2029-02-26→ Common Stock (219,898 underlying) - 178,012
Stock Option
Exercise: $53.81Exp: 2028-02-27→ Common Stock (178,012 underlying) - 190,486
Stock Option
Exercise: $43.59Exp: 2026-03-01→ Common Stock (190,486 underlying) - 204,703
Stock Option
Exercise: $55.27Exp: 2030-02-25→ Common Stock (204,703 underlying) - 164,553
Stock Option
Exercise: $69.41Exp: 2032-02-23→ Common Stock (164,553 underlying) - 201,939
Stock Option
Exercise: $48.89Exp: 2027-02-28→ Common Stock (201,939 underlying) - 183,132
Stock Option
Exercise: $51.87Exp: 2031-02-23→ Common Stock (183,132 underlying)
Footnotes (12)
- [F1]The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F10]The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
- [F11]One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
- [F12]One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.
- [F2]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $72.71 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F4]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $72.84 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F5]The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- [F6]The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
- [F7]The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
- [F8]The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
- [F9]One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.