4//SEC Filing
ELLIOT DOUGLAS G 4
Accession 0001225208-22-011259
CIK 0000874766other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 4:17 PM ET
Size
24.4 KB
Accession
0001225208-22-011259
Insider Transaction Report
Form 4
ELLIOT DOUGLAS G
Executive Vice President
Transactions
- Exercise/Conversion
Stock Option
2022-10-31−147,986→ 39,996 totalExercise: $41.25Exp: 2025-03-03→ Common Stock (147,986 underlying) - Exercise/Conversion
Common Stock
2022-10-28$41.25/sh+19,565$807,056→ 270,697.815 total - Exercise/Conversion
Common Stock
2022-10-31$41.25/sh+147,986$6,104,423→ 399,118.815 total - Exercise/Conversion
Stock Option
2022-10-28−19,565→ 187,982 totalExercise: $41.25Exp: 2025-03-03→ Common Stock (19,565 underlying) - Sale
Common Stock
2022-10-28$72.55/sh−19,565$1,419,460→ 251,132.815 total - Sale
Common Stock
2022-10-31$72.61/sh−147,986$10,746,003→ 251,132.815 total
Holdings
- 219,898
Stock Option
Exercise: $49.01Exp: 2029-02-26→ Common Stock (219,898 underlying) - 178,012
Stock Option
Exercise: $53.81Exp: 2028-02-27→ Common Stock (178,012 underlying) - 190,486
Stock Option
Exercise: $43.59Exp: 2026-03-01→ Common Stock (190,486 underlying) - 204,703
Stock Option
Exercise: $55.27Exp: 2030-02-25→ Common Stock (204,703 underlying) - 164,553
Stock Option
Exercise: $69.41Exp: 2032-02-23→ Common Stock (164,553 underlying) - 201,939
Stock Option
Exercise: $48.89Exp: 2027-02-28→ Common Stock (201,939 underlying) - 183,132
Stock Option
Exercise: $51.87Exp: 2031-02-23→ Common Stock (183,132 underlying)
Footnotes (12)
- [F1]The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F10]The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
- [F11]One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
- [F12]One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.
- [F2]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $72.71 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F4]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $72.84 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F5]The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- [F6]The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
- [F7]The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
- [F8]The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
- [F9]One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
Documents
Issuer
HARTFORD FINANCIAL SERVICES GROUP, INC.
CIK 0000874766
Entity typeother
IncorporatedCT
Related Parties
1- filerCIK 0001224074
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 4:17 PM ET
- Size
- 24.4 KB