NOREEN CLIFFORD M 4
4 · BARINGS CORPORATE INVESTORS · Filed Nov 14, 2022
Insider Transaction Report
Form 4
NOREEN CLIFFORD M
ChairmanOther
Transactions
- Other
Barings Non-Qualified Thrift Plan
2022-11-07$12.95/sh+5,773.542$74,767→ 293,340.339 total→ Common Shares ("Shares of Beneficial Interest") (5,773.542 underlying)
Holdings
- 20,000
Common Shares ("Shares of Beneficial Interest")
Footnotes (2)
- [F1]Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
- [F2]Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.