4//SEC Filing
JAMES THOMAS A 4
Accession 0001225208-22-011768
CIK 0000720005other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 3:06 PM ET
Size
9.2 KB
Accession
0001225208-22-011768
Insider Transaction Report
Form 4
JAMES THOMAS A
DirectorChairman/CEO10% Owner
Transactions
- Sale
Common Stock
2022-11-15$123.80/sh−1,350$167,131→ 0 total(indirect: By Harbus Investors, Inc.)
Holdings
- 17,602,700(indirect: By Trust)
Common Stock
- 674(indirect: ESOP)
Common Stock
- 162,730(indirect: By Spouse)
Common Stock
- 50,625(indirect: By James Ventures, Inc.)
Common Stock
- 1,500,000(indirect: By Partnership)
Common Stock
Footnotes (3)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average sale price. The range of prices for such transaction was $123.80 to $123.82.
- [F3]Amount of securities reflects the balance after an IRS mandated required minimum distribution from the ESOP for individuals over age 70 1/2 and the receipt of additional allocations to the reporting person's account under the ESOP through November 15, 2022.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001182775
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 3:06 PM ET
- Size
- 9.2 KB