PERNA THOMAS J 4
4 · BROADRIDGE FINANCIAL SOLUTIONS, INC. · Filed Nov 23, 2022
Insider Transaction Report
Form 4
PERNA THOMAS J
Director
Transactions
- Exercise/Conversion
Common Stock
2022-11-22$45.09/sh+6,469$291,687→ 57,490 total - Exercise/Conversion
Common Stock
2022-11-22$64.89/sh+4,753$308,422→ 68,014 total - Exercise/Conversion
Common Stock
2022-11-22$56.37/sh+5,771$325,311→ 63,261 total - Exercise/Conversion
Common Stock
2022-11-22$88.66/sh+4,107$364,127→ 72,121 total - Sale
Common Stock
2022-11-22$147.09/sh−3,292$484,211→ 68,829 total - Sale
Common Stock
2022-11-22$147.09/sh−3,426$503,921→ 65,403 total - Sale
Common Stock
2022-11-22$147.09/sh−3,992$587,172→ 61,411 total - Sale
Common Stock
2022-11-22$147.09/sh−4,227$621,738→ 57,184 total - Sale
Common Stock
2022-11-22$147.83/sh−27,480$4,062,236→ 29,704 total - Exercise/Conversion
Stock Option (Right to Buy)
2022-11-22−4,107→ 0 totalExercise: $88.66From: 2017-11-16Exp: 2027-11-16→ Common Stock (4,107 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2022-11-22−5,771→ 0 totalExercise: $56.37From: 2015-11-12Exp: 2025-11-12→ Common Stock (5,771 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2022-11-22−6,469→ 0 totalExercise: $45.09From: 2014-11-13Exp: 2024-11-13→ Common Stock (6,469 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2022-11-22−4,753→ 0 totalExercise: $64.89From: 2016-11-17Exp: 2026-11-17→ Common Stock (4,753 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.00 - $147.42, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.46 - $148.62, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.