Dowdle Jeffrey A 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 15, 2022

Form 4

Period: 2022-12-13

President, AMS - RJA

Transactions

Exercise/Conversion
Common Stock
2022-12-13+3,606→ 55,968 total
Award
Restricted Stock Units
2022-12-15+2,834→ 2,834 total
From: 2025-12-15Exp: 2025-12-15→ Common Stock (2,834 underlying)
Exercise/Conversion
Restricted Stock Units
2022-12-13−3,606→ 0 total
From: 2022-12-13Exp: 2022-12-13→ Common Stock (3,606 underlying)
Tax Payment
Common Stock
2022-12-13$111.52/sh−1,334$148,768→ 54,634 total
Award
Restricted Stock Units
2022-12-15+5,440→ 5,440 total
Exp: 2027-12-15→ Common Stock (5,440 underlying)

Holdings

Footnotes (6)

[F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
[F2]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
[F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 9, 2022.
[F4]The RSU grant was previously reported as covering 2,404 shares awarded on December 13, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
[F5]RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027.
[F6]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Documents

1 file