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4//SEC Filing

Dowdle Jeffrey A 4

Accession 0001225208-22-012830

CIK 0000720005other
View on SEC.govCompany Profile

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 3:44 PM ET

Size

15.6 KB

Accession

0001225208-22-012830

Insider Transaction Report

Form 4
Period: 2022-12-13
RAYMOND JAMES FINANCIAL INCRJF
Dowdle Jeffrey A
President, AMS - RJA
Transactions
  • Exercise/Conversion

    Common Stock

    2022-12-13+3,606→ 55,968 total
  • Award

    Restricted Stock Units

    2022-12-15+2,834→ 2,834 total
    From: 2025-12-15Exp: 2025-12-15→ Common Stock (2,834 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2022-12-13−3,606→ 0 total
    From: 2022-12-13Exp: 2022-12-13→ Common Stock (3,606 underlying)
  • Tax Payment

    Common Stock

    2022-12-13$111.52/sh−1,334$148,768→ 54,634 total
  • Award

    Restricted Stock Units

    2022-12-15+5,440→ 5,440 total
    Exp: 2027-12-15→ Common Stock (5,440 underlying)
Holdings

  • Common Stock

    (indirect: by Daughter EC)
    1,125

  • Common Stock

    (indirect: UTMA Custodian for Son GT)
    1,125

  • Common Stock

    (indirect: ESOP)
    13,172
Footnotes (6)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 9, 2022.
  • [F4]The RSU grant was previously reported as covering 2,404 shares awarded on December 13, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
  • [F5]RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027.
  • [F6]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

→
Entity typeother

Related Parties

1
  • filerCIK 0001541020

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 3:44 PM ET
Size
15.6 KB
View on SEC.gov