4//SEC Filing
Gutierrez Mauricio 4
Accession 0001225208-23-000290
CIK 0001013871other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:53 PM ET
Size
15.5 KB
Accession
0001225208-23-000290
Insider Transaction Report
Form 4
Gutierrez Mauricio
Exec VP, Commercial Operations
Transactions
- Award
Relative Performance Stock Units
2023-01-02+198,921→ 198,921 totalExercise: $0.00From: 2026-01-02Exp: 2026-01-02→ Common Stock, par value $.01 per share (198,921 underlying) - Award
Common Stock, par value $.01 per share
2023-01-02+120,361→ 1,231,729 total - Tax Payment
Common Stock, par value $.01 per share
2023-01-02−4,992→ 1,222,115 total - Tax Payment
Common Stock, par value $.01 per share
2023-01-02−4,622→ 1,227,107 total - Tax Payment
Common Stock, par value $.01 per share
2023-01-02−8,168→ 1,213,947 total - Other
Relative Performance Stock Units
2023-01-02−83,615→ 0 totalFrom: 2023-01-02Exp: 2023-01-02→ Common Stock, par value $.01 per share (83,615 underlying)
Footnotes (6)
- [F1]Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.
- [F2]On January 2, 2020, the Reporting Person was issued 48,401 RSUs by NRG under the LTIP. On January 2, 2023, 16,166 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,622 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 1,765 DERs vested, resulting in the Reporting Person holding 4,981 DERs in the aggregate.
- [F3]On January 2, 2021, the Reporting Person was issued 50,012 RSUs by NRG under the LTIP. On January 2, 2023, 16,654 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,992 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 1,176 DERs vested, resulting in the Reporting Person holding 3,805 DERs in the aggregate.
- [F4]On January 2, 2022, the Reporting Person was issued 60,157 RSUs by NRG under the LTIP. On January 2, 2023, 20,032 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 8,168 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 726 DERs vested, resulting in the Reporting Person holding 3,079 DERs in the aggregate.
- [F5]The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.
- [F6]On January 2, 2023, the Reporting Person was issued 198,921 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.
Documents
Issuer
NRG ENERGY, INC.
CIK 0001013871
Entity typeother
Related Parties
1- filerCIK 0001428578
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 5:53 PM ET
- Size
- 15.5 KB