Home/Filings/4/0001225208-23-000292
4//SEC Filing

Moser Christopher 4

Accession 0001225208-23-000292

CIK 0001013871other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 5:53 PM ET

Size

15.5 KB

Accession

0001225208-23-000292

Insider Transaction Report

Form 4
Period: 2023-01-02
Moser Christopher
Exec Vice Pres, Operations
Transactions
  • Tax Payment

    Common Stock, par value $.01 per share

    2023-01-021,037169,283 total
  • Tax Payment

    Common Stock, par value $.01 per share

    2023-01-021,163167,077 total
  • Award

    Relative Performance Stock Units

    2023-01-02+11,99811,998 total
    Exercise: $0.00From: 2026-01-02Exp: 2026-01-02Common Stock, par value $.01 per share (11,998 underlying)
  • Tax Payment

    Common Stock, par value $.01 per share

    2023-01-021,043168,240 total
  • Award

    Common Stock, par value $.01 per share

    2023-01-02+7,260170,320 total
  • Other

    Relative Performance Stock Units

    2023-01-0216,5730 total
    From: 2023-01-02Exp: 2023-01-02Common Stock, par value $.01 per share (16,573 underlying)
Footnotes (6)
  • [F1]Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.
  • [F2]On January 2, 2021, the Reporting Person was issued 9,913 RSUs by NRG under the LTIP. On January 2, 2023, 3,301 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,037 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 233 DERs vested, resulting in the Reporting Person holding 1,045 DERs in the aggregate.
  • [F3]On January 2, 2022, the Reporting Person was issued 11,016 RSUs by NRG under the LTIP. On January 2, 2023, 3,668 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,043 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 133 DERs vested, resulting in the Reporting Person holding 912 DERs in the aggregate.
  • [F4]On January 2, 2020, the Reporting Person was issued 9,594 RSUs by NRG under the LTIP. On January 2, 2023, 3,205 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,163 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 349 DERs vested, resulting in the Reporting Person holding 563 DERs in the aggregate.
  • [F5]The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.
  • [F6]On January 2, 2023, the Reporting Person was issued 11,998 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.

Documents

1 file

Issuer

NRG ENERGY, INC.

CIK 0001013871

Entity typeother

Related Parties

1
  • filerCIK 0001726304

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:53 PM ET
Size
15.5 KB