4//SEC Filing
Squires James A 4
Accession 0001225208-23-001159
CIK 0000702165other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 8:17 PM ET
Size
27.7 KB
Accession
0001225208-23-001159
Insider Transaction Report
Form 4
Squires James A
E.V.P.-Finance & C.F.O.
Transactions
- Tax Payment
Common Stock
2023-01-28$239.06/sh−833$199,133→ 60,564 total - Tax Payment
Common Stock
2023-01-28$239.06/sh−1,105$264,156→ 59,459 total - Exercise/Conversion
Common Stock
2023-01-30+2,300→ 61,759 total - Exercise/Conversion
Restricted Stock Units
2023-01-27−664→ 17,078 total→ Common Stock (664 underlying) - Exercise/Conversion
Restricted Stock Units
2023-01-28−2,984→ 11,844 total→ Common Stock (2,984 underlying) - Exercise/Conversion
Common Stock
2023-01-27+664→ 56,409 total - Exercise/Conversion
Restricted Stock Units
2023-01-28−2,250→ 14,828 total→ Common Stock (2,250 underlying) - Exercise/Conversion
Restricted Stock Units
2023-01-30−2,300→ 9,544 total→ Common Stock (2,300 underlying) - Tax Payment
Common Stock
2023-01-27$241.20/sh−246$59,335→ 56,163 total - Exercise/Conversion
Common Stock
2023-01-28+2,984→ 59,147 total - Exercise/Conversion
Common Stock
2023-01-28+2,250→ 61,397 total - Tax Payment
Common Stock
2023-01-30$239.06/sh−852$203,675→ 60,907 total
Holdings
- 20,000(indirect: By GRATs)
Common Stock
- 1,000.923(indirect: By Trust)
Common Stock
- 1,000.923(indirect: By Trust)
Common Stock
- 32,613(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 27, 2022, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments.
- [F2]Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments.
- [F3]Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments.
- [F4]Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the third of four installments.
- [F5]Represents shares held by irrevocable trust for the benefit of the reporting person's child. The reporting person's spouse is the trustee of the trust. The reporting person has no pecuniary interest or investment control over these shares.
- [F6]This amount reflects the non-reportable cancellation of 5,312 Restricted Stock Units originally granted on January 27, 2022.
Documents
Issuer
NORFOLK SOUTHERN CORP
CIK 0000702165
Entity typeother
Related Parties
1- filerCIK 0001305086
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 8:17 PM ET
- Size
- 27.7 KB