Heller Paul G 4
4 · HUNTINGTON BANCSHARES INC /MD/ · Filed Aug 11, 2023
Insider Transaction Report
Form 4
Heller Paul G
Sr. EVP & Chief Technology and
Transactions
- Exercise/Conversion
Common Stock
2023-08-09$8.57/sh+63,344$542,858→ 529,726.972 total - Sale
Common Stock
2023-08-09$11.89/sh−23,816.569$283,215→ 505,910.403 total - Tax Payment
Common Stock
2023-08-09$11.89/sh−53,668$638,381→ 452,242.403 total - Exercise/Conversion
Employee/Director Stock Option (Right to Buy)
2023-08-09−63,344→ 63,345 totalExercise: $8.57From: 2021-05-01Exp: 2030-05-01→ Common Stock (63,344 underlying)
Holdings
- 7,227.639(indirect: By Issuer's Supplemental Stock Purchase and Tax Savings Plan)
Common Stock
- 74,733
Employee/Director Stock Option (Right to Buy)
Exercise: $13.09From: 2018-05-01Exp: 2027-05-01→ Common Stock (74,733 underlying) - 176,701
Employee/Director Stock Option (Right to Buy)
Exercise: $13.77From: 2020-05-01Exp: 2029-05-01→ Common Stock (176,701 underlying) - 135,658
Employee/Director Stock Option (Right to Buy)
Exercise: $14.81From: 2019-05-01Exp: 2028-05-01→ Common Stock (135,658 underlying) - 126,262
Employee/Director Stock Option (Right to Buy)
Exercise: $16.08From: 2022-03-26Exp: 2031-03-26→ Common Stock (126,262 underlying)
Footnotes (5)
- [F1]Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.
- [F2]This transaction was executed in multiple trades ranging from $11.89 to $11.895. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades ranging from $11.89 to $11.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Total includes the exempt acquisition of shares via the automatic reinvestment of dividends. Amount corrected due to decimal rounding error.
- [F5]The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.