Gumbs Keir D 4
4 · BROADRIDGE FINANCIAL SOLUTIONS, INC. · Filed Aug 17, 2023
Insider Transaction Report
Form 4
Gumbs Keir D
CVP and Chief Legal Officer
Transactions
- Exercise/Conversion
Common Stock
2023-08-16+4,848→ 19,040.98 total - Tax Payment
Common Stock
2023-08-16$181.35/sh−2,330$422,546→ 16,710.98 total - Award
Common Stock
2023-08-15+3,622→ 14,192.98 total - Exercise/Conversion
Restricted Stock Unit
2023-08-16−4,848→ 0 totalExercise: $0.00→ Common Stock (4,848 underlying)
Footnotes (2)
- [F1]The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2024.
- [F2]Each Restricted Stock Unit represented one share of Broadridge common stock and on August 16, 2023 4,848 Restricted Stock Units vested and converted into an equal number of shares of common stock.