RAYMOND JAMES FINANCIAL INC·4

Nov 27, 7:02 AM ET

Catanese George 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 27, 2023

Insider Transaction Report

Form 4
Period: 2023-11-22
Catanese George
Senior Vice President
Transactions
  • Tax Payment

    Common Stock

    2023-11-22$104.27/sh198$20,64512,783 total
  • Exercise/Conversion

    Common Stock

    2023-11-22+90012,981 total
  • Gift

    Common Stock

    2023-11-221,00011,783 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-11-22900900 total
    Exp: 2024-11-22Common Stock (900 underlying)
Holdings
  • Common Stock

    (indirect: ESOP)
    268
Footnotes (3)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.
  • [F3]RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and will vest 20% on 11/22/2024.

Documents

2 files