Dowdle Jeffrey A 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 27, 2023
Insider Transaction Report
Form 4
Dowdle Jeffrey A
President, AMS - RJA
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-11-22−1,500→ 1,500 totalExp: 2024-11-22→ Common Stock (1,500 underlying) - Tax Payment
Common Stock
2023-11-22$104.27/sh−330$34,409→ 41,440 total - Exercise/Conversion
Common Stock
2023-11-22+1,500→ 41,770 total
Holdings
- 1,125(indirect: by Daughter EC)
Common Stock
- 13,439(indirect: ESOP)
Common Stock
- 1,125(indirect: UTMA Custodian for Son GT)
Common Stock
Footnotes (4)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.
- [F4]RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and will vest 20% on 11/22/2024.