4//SEC Filing
Carter Horace 4
Accession 0001225208-23-010559
CIK 0000720005other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 8:38 AM ET
Size
11.2 KB
Accession
0001225208-23-010559
Insider Transaction Report
Form 4
Carter Horace
President, Fixed Income
Transactions
- Exercise/Conversion
Common Stock
2023-11-30+4,500→ 25,215 total - Exercise/Conversion
Restricted Stock Units
2023-11-29−450→ 0 totalExp: 2023-11-29→ Common Stock (450 underlying) - Exercise/Conversion
Common Stock
2023-11-29+450→ 20,715 total - Exercise/Conversion
Restricted Stock Units
2023-11-30−4,500→ 3,000 totalExp: 2025-11-30→ Common Stock (4,500 underlying)
Holdings
- 1,267(indirect: ESOP)
Common Stock
Footnotes (4)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.
- [F3]RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.
- [F4]RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001902821
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 8:38 AM ET
- Size
- 11.2 KB