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RAYMOND JAMES FINANCIAL INC·4

Dec 1, 8:38 AM ET

Carter Horace 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 1, 2023

Insider Transaction Report

Form 4
Period: 2023-11-29
RAYMOND JAMES FINANCIAL INCRJF
Carter Horace
President, Fixed Income
Transactions
  • Exercise/Conversion

    Common Stock

    2023-11-30+4,500→ 25,215 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-11-29−450→ 0 total
    Exp: 2023-11-29→ Common Stock (450 underlying)
  • Exercise/Conversion

    Common Stock

    2023-11-29+450→ 20,715 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-11-30−4,500→ 3,000 total
    Exp: 2025-11-30→ Common Stock (4,500 underlying)
Holdings

  • Common Stock

    (indirect: ESOP)
    1,267
Footnotes (4)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.
  • [F3]RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.
  • [F4]RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.

Documents

1 file
  • 4
    doc4.xmlPrimary