Home/Filings/4/0001225208-23-010595
4//SEC Filing

Perry Jodi 4

Accession 0001225208-23-010595

CIK 0000720005other

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 3:14 PM ET

Size

16.3 KB

Accession

0001225208-23-010595

Insider Transaction Report

Form 4
Period: 2023-11-20
Perry Jodi
President, ICD for RJFS
Transactions
  • Tax Payment

    Common Stock

    2023-11-29$102.73/sh365$37,49610,095 total
  • Exercise/Conversion

    Common Stock

    2023-11-29+1,50010,460 total
  • Award

    Common Stock

    2023-11-20+6757,825 total
  • Exercise/Conversion

    Common Stock

    2023-11-30+4,50014,595 total
  • Tax Payment

    Common Stock

    2023-11-30$103.75/sh1,095$113,60613,500 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-11-291,5000 total
    Exp: 2023-11-29Common Stock (1,500 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2023-11-304,5003,000 total
    Exp: 2025-11-30Common Stock (4,500 underlying)
Holdings
  • Common Stock

    (indirect: ESOP)
    5,002
Footnotes (6)
  • [F1]Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2020. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
  • [F2]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.
  • [F4]RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.
  • [F5]RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.
  • [F6]The RSU grant was previously reported as covering 5,000 shares awarded on December 3, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeother

Related Parties

1
  • filerCIK 0001751204

Filing Metadata

Form type
4
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 3:14 PM ET
Size
16.3 KB