JAMES THOMAS A 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 1, 2023
Insider Transaction Report
Form 4
JAMES THOMAS A
DirectorChairman/CEO10% Owner
Transactions
- Award
Common Stock
2023-11-20+1,229→ 17,605,833 total(indirect: By Trust)
Holdings
- 50,625(indirect: By James Ventures, Inc.)
Common Stock
- 1,500,000(indirect: By Partnership)
Common Stock
- 727(indirect: ESOP)
Common Stock
- 162,730(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Vesting of Performance Restricted Stock Units (PRSUs) granted on December 15, 2020. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
- [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.