4//SEC Filing
Catanese George 4
Accession 0001225208-23-010603
CIK 0000720005other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 4:10 PM ET
Size
16.3 KB
Accession
0001225208-23-010603
Insider Transaction Report
Form 4
Catanese George
Senior Vice President
Transactions
- Award
Common Stock
2023-11-20+1,137→ 13,218 total - Tax Payment
Common Stock
2023-11-29$102.73/sh−198$20,341→ 13,622 total - Exercise/Conversion
Common Stock
2023-11-30+2,700→ 16,322 total - Exercise/Conversion
Restricted Stock Units
2023-11-30−2,700→ 1,800 totalExp: 2025-11-30→ Common Stock (2,700 underlying) - Exercise/Conversion
Common Stock
2023-11-29+900→ 13,820 total - Tax Payment
Common Stock
2023-11-30$103.75/sh−594$61,628→ 15,728 total - Exercise/Conversion
Restricted Stock Units
2023-11-29−900→ 0 totalExp: 2023-11-29→ Common Stock (900 underlying)
Holdings
- 268(indirect: ESOP)
Common Stock
Footnotes (6)
- [F1]Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2020. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
- [F2]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.
- [F4]RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.
- [F5]RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.
- [F6]The RSU grant was previously reported as covering 3,000 shares awarded on December 3, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001340350
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 4:10 PM ET
- Size
- 16.3 KB