Dowdle Jeffrey A 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 1, 2023

Form 4

Period: 2023-11-20

President, AMS - RJA

Transactions

Exercise/Conversion
Restricted Stock Units
2023-11-30−4,500→ 3,000 total
Exp: 2025-11-30→ Common Stock (4,500 underlying)
Tax Payment
Common Stock
2023-11-30$103.75/sh−1,497$155,314→ 49,765 total
Award
Common Stock
2023-11-20+4,152→ 44,422 total
Exercise/Conversion
Common Stock
2023-11-29+1,500→ 47,092 total
Tax Payment
Common Stock
2023-11-29$102.73/sh−330$33,901→ 46,762 total
Exercise/Conversion
Common Stock
2023-11-30+4,500→ 51,262 total
Exercise/Conversion
Restricted Stock Units
2023-11-29−1,500→ 0 total
Exp: 2023-11-29→ Common Stock (1,500 underlying)

Holdings

Footnotes (7)

[F1]Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2020. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
[F2]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
[F3]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
[F4]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.
[F5]RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.
[F6]RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.
[F7]The RSU grant was previously reported as covering 5,000 shares awarded on December 3, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Documents

1 file