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4//SEC Filing

Dowdle Jeffrey A 4

Accession 0001225208-23-010607

CIK 0000720005other

View on SEC.gov Company Profile

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 4:29 PM ET

Size

18.1 KB

Accession

0001225208-23-010607

Insider Transaction Report

Form 4

Period: 2023-11-20

RAYMOND JAMES FINANCIAL INCRJF

Dowdle Jeffrey A

President, AMS - RJA

Transactions

Exercise/Conversion
Restricted Stock Units
2023-11-30−4,500→ 3,000 total
Exp: 2025-11-30→ Common Stock (4,500 underlying)
Tax Payment
Common Stock
2023-11-30$103.75/sh−1,497$155,314→ 49,765 total
Award
Common Stock
2023-11-20+4,152→ 44,422 total
Exercise/Conversion
Common Stock
2023-11-29+1,500→ 47,092 total
Tax Payment
Common Stock
2023-11-29$102.73/sh−330$33,901→ 46,762 total
Exercise/Conversion
Common Stock
2023-11-30+4,500→ 51,262 total
Exercise/Conversion
Restricted Stock Units
2023-11-29−1,500→ 0 total
Exp: 2023-11-29→ Common Stock (1,500 underlying)

Holdings

Common Stock
(indirect: UTMA Custodian for Son GT)
1,125
Common Stock
(indirect: by Daughter EC)
1,125
Common Stock
(indirect: ESOP)
13,439

Footnotes (7)

[F1]Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2020. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
[F2]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
[F3]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
[F4]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.
[F5]RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.
[F6]RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.
[F7]The RSU grant was previously reported as covering 5,000 shares awarded on December 3, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Documents

1 file

4
doc4.xmlPrimary

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeother

Related Parties

1

filerCIK 0001541020

Filing Metadata

Form type: 4
Filed: Nov 30, 7:00 PM ET
Accepted: Dec 1, 4:29 PM ET
Size: 18.1 KB

View on SEC.gov