Carter Horace 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 5, 2023
Insider Transaction Report
Form 4
Carter Horace
President, Fixed Income
Transactions
- Exercise/Conversion
Common Stock
2023-12-04+5,217→ 30,432 total - Exercise/Conversion
Restricted Stock Units
2023-12-04−5,217→ 0 totalFrom: 2023-12-04Exp: 2023-12-04→ Common Stock (5,217 underlying)
Holdings
- 1,267(indirect: ESOP)
Common Stock
Footnotes (2)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.