4//SEC Filing
Carter Horace 4
Accession 0001225208-23-010699
CIK 0000720005other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 10:53 AM ET
Size
7.6 KB
Accession
0001225208-23-010699
Insider Transaction Report
Form 4
Carter Horace
President, Fixed Income
Transactions
- Exercise/Conversion
Common Stock
2023-12-04+5,217→ 30,432 total - Exercise/Conversion
Restricted Stock Units
2023-12-04−5,217→ 0 totalFrom: 2023-12-04Exp: 2023-12-04→ Common Stock (5,217 underlying)
Holdings
- 1,267(indirect: ESOP)
Common Stock
Footnotes (2)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001902821
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 10:53 AM ET
- Size
- 7.6 KB