Carter Horace 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 18, 2023
Insider Transaction Report
Form 4
Carter Horace
President, Fixed Income
Transactions
- Award
Restricted Stock Units
2023-12-15+5,411→ 5,411 totalExp: 2028-12-15→ Common Stock (5,411 underlying) - Award
Restricted Stock Units
2023-12-15+1,037→ 1,037 totalFrom: 2026-12-15Exp: 2026-12-15→ Common Stock (1,037 underlying)
Footnotes (3)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028.
- [F3]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.